Useful Regulatory Links

Financial services regulation develops continuously. The following links provide direct access to the principal regulators, supervisory authorities, legislation, regulatory publications and consultation materials relevant to the jurisdictions in which Temple Partners operates.

Consultations and regulatory initiatives are time-sensitive. Current consultation links below are indicative as at August 2026 and should be checked against the relevant regulator's website.

Switzerland

‍Regulators & Authorities

‍Swiss Financial Market Supervisory Authority (FINMA)
Banking, securities firms, asset management, collective investment schemes, insurance and financial-market supervision.
FINMA

‍Swiss National Bank (SNB)
Swiss National Bank

‍Federal Department of Finance (FDF)
Important for financial-services legislation and Federal Council consultations.
Federal Department of Finance

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Consultations & Regulatory Developments

‍FINMA Hearings and Consultations
FINMA Hearings

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Of particular current importance is the August 2026 Federal Council consultation package to strengthen Switzerland's “too big to fail” framework, including proposed changes to the Banking Act and Liquidity Ordinance. FINMA has publicly supported the consultation package.

France

Regulators & Authorities

Autorité des marchés financiers (AMF)
Investment services, securities markets, asset management, funds and markets.
AMF France

Autorité de contrôle prudentiel et de résolution (ACPR)
Banking, credit institutions, payments, electronic money, insurance and prudential supervision.
ACPR

Banque de France
Banque de France

Consultations & Regulatory Developments

AMF Consultations
AMF Regulatory Consultations

A significant current ACPR consultation concerns algorithmic fairness in the financial sector, particularly in anticipation of the authority's role under the EU AI Act. Responses are invited until 30 September 2026.

The AMF's 2026 Action and Supervisory Priorities are also useful for identifying its current regulatory focus, including EU market integration, cryptoassets and regulatory simplification.

Germany

Regulators & Authorities

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
BaFin

Deutsche Bundesbank
Deutsche Bundesbank

Consultations & Regulatory Developments

BaFin Consultations
BaFin Consultations and Regulatory Publications

Recent 2026 BaFin consultation work includes amendments to the audit-reporting regime for investment management companies, reflecting changes arising from AIFMD II as well as DORA, SFTR, the Benchmarks Regulation and SFDR.

Italy

‍Regulators & Authorities

‍Commissione Nazionale per le Società e la Borsa (CONSOB)
Investment services, securities markets and issuers.
CONSOB

‍Banca d'Italia — Bank of Italy
Banking, credit institutions, payments, e-money and prudential supervision.
Bank of Italy

IVASS — Insurance Supervisory Authority
IVASS

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Consultations & Regulatory Developments

CONSOB Consultations
CONSOB Consultations

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Current 2026 CONSOB work includes consultation on financial statement formats and disclosures ahead of IFRS 18, with responses due by 29 September 2026, together with consultation on amendments to disclosure obligations for supervised entities.

Liechtenstein

Regulators & Authorities

Finanzmarktaufsicht Liechtenstein (FMA)
FMA Liechtenstein

The FMA site provides dedicated regulatory resources for:

Banks, payment institutions and e-money institutions;

MiCAR/CASPs;

Insurers and pensions;

UCITS and management companies;

AIFMs and AIFs;

investment firms;

asset managers; and

VT/DLT service providers.

Consultations & Regulatory Developments

FMA News, Regulation & Supervisory Developments
FMA Liechtenstein

The FMA also draws regulated firms' attention to relevant EU/EEA consultations. Current 2026 material includes the new AMLA consultations on guidelines, Regulatory Technical Standards and Implementing Technical Standards under the EU AML framework.

Luxembourg

‍Regulators & Authorities

‍Commission de Surveillance du Secteur Financier (CSSF)
Banking, investment firms, funds, AIFMs, management companies, payments, electronic money and cryptoassets.
CSSF

‍Commissariat aux Assurances (CAA)
Insurance and reinsurance supervision.
CAA Luxembourg

Banque centrale du Luxembourg (BCL)
Central Bank of Luxembourg

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Consultations & Regulatory Developments

‍CSSF Publications and Consultations
CSSF Publications

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The CSSF also actively highlights relevant ESMA, EBA and EIOPA consultations to Luxembourg-regulated firms. Recent 2026 examples include ESMA's consultation on simplification of EU Taxonomy disclosure requirements.‍ ‍

Portugal

‍Regulators & Authorities

Banco de Portugal
Banking, credit institutions, payments and e-money.
Banco de Portugal

Comissão do Mercado de Valores Mobiliários (CMVM)
Securities, investment services, funds and asset management.
CMVM

Autoridade de Supervisão de Seguros e Fundos de Pensões (ASF)
Insurance and pension supervision.
ASF Portugal

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Consultations & Regulatory Developments

Banco de Portugal — Public Consultations
Banco de Portugal Consultations

‍CMVM
The CMVM's regulatory and professional portal should also be monitored for securities, funds, MiFID, AIFMD and markets developments.
CMVM Regulatory Portal‍ ‍

Republic of Ireland

‍Regulators & Authorities

Central Bank of Ireland (CBI)
The integrated regulator for banking, insurance, investment firms, funds, asset management, payments, electronic money and other regulated financial services.
Central Bank of Ireland

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Consultations & Regulatory Developments

CBI Consultation Papers
Central Bank of Ireland Consultation Papers

A significant current consultation concerns the Central Bank's proposed approach to Regulatory Impact Assessment and stakeholder consultation, with submissions open until 30 September 2026.

CBI Regulatory Requirements & Guidance
Regulation — Central Bank of Ireland

Spain

‍Regulators & Authorities

‍Comisión Nacional del Mercado de Valores (CNMV)
Securities markets, investment firms, funds and asset management.
CNMV

Banco de España
Banking, credit institutions, payment services and prudential supervision.
Banco de España

Dirección General de Seguros y Fondos de Pensiones (DGSFP)
Insurance and pensions.
DGSFP

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Consultations & Regulatory Developments

Banco de España Public Consultations
Banco de España — Public Consultations

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CNMV 2026 Activity Plan is particularly useful for anticipating regulatory initiatives. Among other matters, the CNMV intends to undertake a public consultation concerning revision of Spain's Corporate Governance Code during 2026.

Singapore

Regulators & Authorities

Monetary Authority of Singapore (MAS)
Singapore's integrated financial regulator and central bank, covering banking, capital markets, fund management, payment services, insurance and digital assets.
Monetary Authority of Singapore

MAS Regulations & Guidance
MAS Regulation

Singapore Statutes Online
Official legislation, including the Securities and Futures Act, Financial Advisers Act and Payment Services Act.
Singapore Statutes Online

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Consultations & Regulatory Developments

MAS Consultation Papers
MAS Consultation Papers

This should be used as the live link rather than hard-coding individual MAS consultations, allowing users to access the regulator's current consultation programme as it develops.

European Union & EEA

‍For France, Germany, Italy, Liechtenstein, Luxembourg, Portugal, Ireland and Spain, national regulatory sources should be read alongside the relevant European authorities.

‍European Commission — Financial Services

‍EU legislation, legislative proposals, consultations and financial-services policy.

‍European Commission — Banking and Finance

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Particularly relevant for CRR/CRD VI, MiFID II/MiFIR, AIFMD/AIFMD II, UCITS, Solvency II, MiCA, DORA, PSD and wider EU financial-services reform.

‍ESMA — European Securities and Markets Authority

‍Investment firms, markets, asset management, AIFMD, UCITS, MiFID/MiFIR and MiCA.

‍ESMA

‍ESMA Consultations

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EBA — European Banking Authority

‍Banking, CRR/CRD, CRD VI, prudential regulation, payments and related technical standards.

‍European Banking Authority

‍EBA Consultations and Papers

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EIOPA — European Insurance and Occupational Pensions Authority

‍Insurance, reinsurance, Solvency II and occupational pensions.

‍EIOPA

‍EIOPA Consultations

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AMLA — Authority for Anti-Money Laundering and Countering the Financing of Terrorism

‍The EU's new AML/CFT authority and an increasingly important source of regulatory standards, guidance and consultations.

‍AMLA

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European Central Bank / Single Supervisory Mechanism

‍Relevant particularly to significant credit institutions and EU banking supervision.

‍ECB Banking Supervision

‍ECB Banking Supervision — Public Consultations ‍